Securities Law

Corporate Finance / Public Offerings / Private Placements / Venture Capital Financings / Mergers & Acquisitions / Takeovers / Stock Exchange Listings / Capital Pool Companies / Regulatory & Compliance Matters / Employee Share Purchase & Share Ownership Plans  

Our team advises clients from start-up companies to large institutions in all aspects of securities, corporate finance, and venture capital law.

We have worked with issuers and underwriters to raise capital through a variety of financing methods, including public and private offerings such as private placements and seed capital offerings. We also assist issuers in obtaining listings on stock exchanges and advise clients on ongoing compliance issues such as continuous disclosure and procedures for meetings. We have assisted clients with the structuring and set up of various types of investment funds and have acted for investment funds and other investors in connection with debt and equity placements and other ongoing legal requirements.

Our clients receive clear, direct advice on transactions such as mergers and acquisitions, take-overs, and reorganizations. Our lawyers assist clients such as brokers, mutual fund dealers, advisors, and others in obtaining and maintaining registration and membership with securities regulators and self-governing bodies in the securities industry. This includes The Manitoba Securities Commission, the Investment Dealers Association of Canada, and the Mutual Fund Dealers Association.

Lawyers in our group regularly act as Manitoba counsel and agents for law firms throughout the country.

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